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US Regulatory Status

Regulatory Agency

US Food & Drug Administration (FDA). Click here to access the site. 

Regulatory Category(ies)

Conventional Food
Dietary Supplement

Prebiotic Types

Conventional Food

  • Acacia, Arabinoxylan, Fructooligosaccharides (FOS), Galactooligosaccharides (GOS), Glucan, Inulin, Isomaltooligosaccharides (IMO), Pectin, Resistant Starch, Xylooligosaccharides (XOS)

Dietary Supplement

  • Oligosaccharides

Fiber Definition

– The Nutrition Facts Label final rule defines “dietary fiber,” as “non-digestible soluble and insoluble carbohydrates (with 3 or more monomeric units), and lignin that are intrinsic and intact in plants; isolated or synthetic non-digestible carbohydrates (with 3 or more monomeric units) determined by FDA to have physiological effects that are beneficial to human health.”

– FDA identified the following isolated or synthetic non-digestible carbohydrates as meeting the dietary fiber definition:
Beta-glucan soluble fiber
Psyllium husk
Cellulose
Guar gum
Pectin
Locust bean gum
Hydroxypropylmethylcellulose

– FDA intends to propose that the following non-digestible carbohydrates be added to the definition of dietary fiber:
Mixed plant cell wall fibers (a broad category that includes fibers like sugar cane fiber and apple fiber, among many others)
Arabinoxylan
Alginate
Inulin and inulin-type fructans
High amylose starch (resistant starch 2)
Galactooligosaccharide
Polydextrose
Resistant maltodextrin/dextrin
Cross linked phosphorylated RS4
Glucomannan
Acacia (gum arabic)

Position on "Prebiotic Claim"

Conventional Food

  • No written rule regarding the use structure and function claims for conventional food products.
  • There is only a conceptual framework for structure function claims.
  • Structure/function claims for conventional foods focus on effects derived from nutritive value. FDA is likely to interpret the dividing line between structure/function claims and disease claims in a similar manner for conventional foods as for dietary supplements.
  • FDA does not require conventional food manufacturers to notify FDA about their structure/function claims, and disclaimers are not required for claims on conventional foods.

Dietary Supplement

  • A 30 day notification period exists for structure-function claims, general well being claims and a classical nutrient deficiency disease claim.
  • Structure-function claims are voluntary and do not have to be approved by the FDA; however, claims must be substantiatied by human clinical trials and should be truthful and not misleading.
  • The statement does not claim to diagnose, mitigate, treat, cure, or prevent a specific disease or class of diseases

Rationale if not permitted (Include Reference / Regulation)

Not applicable

Approved Health Claim(s)

No Qualified Health Claims (QHC) available

Dose Specifics

No information available

Claims Substantiation

Conventional Food

  • A substantial history of use if GRAS (https://www.fda.gov/food/food-ingredients-packaging/generally-recognized-safe-gras)
  • Guidance for Industry: Evidence-Based Review System for the Scientific Evaluation of Health Claims (https://www.fda.gov/regulatory-information/search-fda-guidance-documents/guidance-industry-evidence-based-review-system-scientific-evaluation-health-claims)

Dietary Supplements

  • Competent and reliable scientific substantiation: tests, analyses, research, studies, or other evidence based on the expertise of professionals in the relevant area, that has been conducted and evaluated in an objective manner by persons qualified to do so, using procedures generally accepted in the profession to yield accurate and reliable results (https://www.fda.gov/regulatory-information/search-fda-guidance-documents/guidance-industry-substantiation-dietary-supplement-claims-made-under-section-403r-6-federal-food)
  • Guidance for Industry: Evidence-Based Review System for the Scientific Evaluation of Health Claims (https://www.fda.gov/regulatory-information/search-fda-guidance-documents/guidance-industry-evidence-based-review-system-scientific-evaluation-health-claims)

Regulatory Approval Process

Qualified Health Claim and Significant Scientific Agreement (SSA) process to characterize a relationship between a substance (a specific food component or specific food) and a disease or health-related condition
 
Unlike health claims, dietary guidance statements and structure/function claims are not subject to premarket review and authorization by FDA.

Post-Approval Process (i.e., Amendment and Renewal)

No information available

Enforcement Practice

  • Federal Trade Commission (FTC)
  • Food and Drug Administration (FDA)
  • U.S. Department of Agriculture (USDA)
  • All share jurisdiction over claims made by manufacturers of food products

Link to Reference Documents

No information available

If you have updated information for this page, please submit it to Regulatory Lead Tania John for review: tjohn@nutrasource.ca. Thank you.